By
Tammy Whitehouse2019-08-27T18:01:00
The SEC has settled charges with RSM related to numerous auditor independence violations, spanning more than 100 audit reports across 15 clients.
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2020-10-19T16:54:00Z By Aaron Nicodemus
The Securities and Exchange Commission has moved forward with relaxing its conflict-of-interest rules for independent auditors by a 3-2 vote.
2020-02-27T19:39:00Z By Jaclyn Jaeger
The Securities and Exchange Commission has settled charges with RSM for “improper professional conduct” after the firm assigned unqualified staff to audit a series of private investment funds.
2020-01-02T18:57:00Z By Lori Tripoli
A proposed update to auditor independence rules relaxes restraints on affiliate relationships and initial public offerings.
2026-03-04T21:21:00Z By Adrianne Appel
Walmart has agreed to pay $100 million to settle allegations that it deceived delivery drivers about their pay and tips, the Federal Trade Commission announced.
2026-03-03T20:03:00Z By Adrianne Appel
A former co-owner of two telemedicine companies who helped orchestrate $136 million in Medicare fraud was sentenced to seven years in prison for his role in the nationwide bribery and kickback scheme involving orthotic braces, doctors, and false claims.
2026-03-02T13:05:00Z By Ruth Prickett
Crédit Agricole and J.P. Morgan were among financial institutions that found themselves in the cross-hairs of the European Central Bank for faulty risk assessments and risk reporting and failing to protect consumers from fraud risks. All of those companies fined also missed compliance deadlines.
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