By Kyle Brasseur2024-01-26T13:56:00
The Commodity Futures Trading Commission (CFTC) would like to learn more about how regulated entities might be using artificial intelligence (AI) in their compliance efforts, along with other applications.
The agency announced a request for comment Thursday to better inform staff on the current and potential uses and risks of AI in the derivatives markets. Responses received could influence future CFTC guidance, interpretations, policy statements, or regulations.
The deadline for comments is April 24.
2024-04-26T15:46:00Z By Aaron Nicodemus
Kristin Johnson of the Commodity Futures Trading Commission called for the agency to launch initiatives addressing the use—and misuse—of artificial intelligence tools in commodities markets.
2024-04-04T01:27:00Z By Jeff Dale
The Commodity Futures Trading Commission ordered an Australian swap dealer to pay $500,000 over admitted supervision failures related to a deficient spoofing surveillance tool.
2024-02-16T16:53:00Z By Jeff Dale
The Commodity Futures Trading Commission appointed Brian Young as director of its whistleblower office.
2025-10-08T20:08:00Z By Ruth Prickett
Private companies that are keen to trade their shares but do not wish to become listed have gained another way to trade their shares. The U.K. government completed its initial review and published rules for the system in June.
2025-10-03T21:24:00Z By Adrianne Appel
While the Trump administration may have shifted away from pursuing small, white-collar, financial crimes, its focus on health care fraud cases is as hot as ever.
2025-10-01T21:10:00Z By Neil Hodge
The U.K’.s financial regulator has given a strong indication that financial firms’ use of unauthorized devices and apps is under scrutiny and that policies around off-channel communications need to be tightened up.
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