- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Kyle Brasseur2024-01-26T13:56:00
The Commodity Futures Trading Commission (CFTC) would like to learn more about how regulated entities might be using artificial intelligence (AI) in their compliance efforts, along with other applications.
The agency announced a request for comment Thursday to better inform staff on the current and potential uses and risks of AI in the derivatives markets. Responses received could influence future CFTC guidance, interpretations, policy statements, or regulations.
The deadline for comments is April 24.
2024-04-26T15:46:00Z By Aaron Nicodemus
Kristin Johnson of the Commodity Futures Trading Commission called for the agency to launch initiatives addressing the use—and misuse—of artificial intelligence tools in commodities markets.
2024-04-04T01:27:00Z By Jeff Dale
The Commodity Futures Trading Commission ordered an Australian swap dealer to pay $500,000 over admitted supervision failures related to a deficient spoofing surveillance tool.
2024-02-16T16:53:00Z By Jeff Dale
The Commodity Futures Trading Commission appointed Brian Young as director of its whistleblower office.
2025-07-08T15:43:00Z By Oscar Gonzalez
The U.S. Department of Labor (DOL) appears to be in the process of deregulating work rules. Some of the changes proposed would result in a reduction of pay for certain health workers and allow minors to work hazardous jobs.
2025-07-07T17:15:00Z By Oscar Gonzalez
SEC Chair Paul Atkins pointed to the growth of tokenized shares as a key development reshaping private markets, suggesting the agency is preparing to update its rules to keep pace with new forms of digital asset trading and settlement.
2025-07-03T15:51:00Z By Ruth Prickett
The EU’s new strategy aims to boost SME growth and cut market barriers, but businesses doubt reforms will happen, and consumer groups fear weaker data protections.
Site powered by Webvision Cloud