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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Ruth Prickett2024-01-22T13:00:00
Lawyers and accountants in the United Kingdom have welcomed the publication of The Pensions Regulator’s (TPR) new pensions code of practice but warned it might not improve the management of those that are not already well run.
The new code was laid before U.K. Parliament on Jan. 10 and is likely to come into force at the end of March. It sets out what the regulator expects from a well-operated pension scheme and guidance for trustees and managers over what constitutes good scheme governance.
Pensions managers and trustees should be aware the new code will replace existing TPR guidance and should familiarize themselves with it to ensure they continue to comply with their legal obligations.
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News and analysis for the well-informed compliance or audit exec.
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2024-01-18T14:22:00Z By Neil Hodge
Moves by the U.K.’s financial regulatory body to encourage companies to list in London might fail to deliver or send mixed messages about the value placed on corporate governance, according to experts.
2024-01-15T14:16:00Z By Neil Hodge
The issue of “fat cat” pay awards was reignited in the United Kingdom after a think tank found a typical FTSE 100 CEO earned the average annual salary for a full-time worker after just four days into the new year.
2023-12-18T18:57:00Z By Neil Hodge
The U.K. Financial Reporting Council’s long-planned transition to become the Audit, Reporting and Governance Authority appears to be taking place no time soon, leading some to question whether the change will happen at all.
2024-07-24T15:50:00Z By Aaron Nicodemus
Financial institutions holding Russian sovereign assets that have not reported them to the Treasury Department’s Office of Foreign Assets Control are now required to do so by Aug. 2.
2024-07-23T12:29:00Z By Ruth Prickett
Compliance officers should take note of proposed laws in the U.K. with the newly elected Labor government setting the legislative agenda in the King’s Speech last week, promising consultations on enhanced employee rights and a higher minimum wage.
2024-07-22T15:50:00Z By Aaron Nicodemus
Four federal banking regulators have joined the Treasury Department’s Financial Crimes Enforcement Network in issuing a notice of proposed rulemaking that would require financial institutions to conduct more thorough risk assessments on their anti-money laundering/countering the financing of terrorism programs.
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