By
Aaron Nicodemus2022-06-23T22:08:00
Final action by the Securities and Exchange Commission on its climate-related disclosure rule, whistleblower amendments, unimplemented elements of Dodd-Frank, and more could all take place by the end of the year, according to the agency’s spring agenda.
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2022-10-26T18:33:00Z By Aaron Nicodemus
The Securities and Exchange Commission passed a rule to require public companies to recover incentive-based compensation doled out to current and former executives up to three years before issuing an accounting restatement.
2022-08-26T16:22:00Z By Kyle Brasseur
After years of sitting on the shelf, the pay vs. performance rule mandated by the Dodd-Frank Act was adopted by the Securities and Exchange Commission.
2022-08-11T18:58:00Z By Aaron Nicodemus
The SEC and CFTC proposed expanding Form PF disclosure requirements for large hedge funds to include more information on their investment strategies, investment exposure, open positions, and borrowing arrangements with counterparties, among other areas.
2025-12-30T07:00:00Z By Ruth Prickett
In 2025, the regulatory focus on greenwashing intensified globally. This trend is set to accelerate in 2026, and compliance has a key part to play in ensuring corporate statements are honest.
2025-12-30T07:00:00Z By Neil Hodge
Companies looking for greater certainty about how they might avoid criminal prosecution for bribery, fraud, and corruption offences may find they’re going to be disappointed if they’re looking for definitive answers in the latest guidance from the U.K.’s main fraud investigator, say experts.
2025-12-24T18:45:00Z By Neil Hodge
Europe has been at the forefront of designing strong—but flexible—rules around data use and the safe development of AI, but the EU recently announced plans to simplify some key measures around data privacy and AI governance, which have met with mixed responses.
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