- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By 
Kyle Brasseur2024-01-03T18:53:00
The Securities and Exchange Commission (SEC) on Wednesday announced Mark Uyeda will serve a second term as commissioner.
Uyeda is one of two Republicans comprising the five-member SEC. An employee of the agency since 2006, he was confirmed as a commissioner in June 2022 to finish out the last year of the term Elad Roisman vacated when he resigned.
In June 2023, President Joe Biden nominated Uyeda for a second term expiring in 2028. The Senate confirmed Uyeda on Dec. 20, and he was sworn in Dec. 28.
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The Securities and Exchange Commission denied a petition filed on behalf of cryptocurrency exchange platform Coinbase that called for the creation of a new regulatory framework for crypto asset securities.
SEC Commissioner Mark Uyeda called for the agency to establish a framework that would describe scenarios in which a chief compliance officer would be held liable for securities law violations made by their firm.
Smaller reporting companies should, by default, have delayed compliance dates of at least one year on any new disclosure rule, SEC Commissioner Mark Uyeda said in a recent speech.
Steel and an artificial sweetener made by two Chinese companies using forced labor have been banned from entering the U.S. under the Uyghur Forced Labor Prevention Act.
A federal court in Florida has lashed out at federal whistleblower programs by dismissing a mundane False Claims Act case against a medical practice on the grounds that the qui tam provisions of the FCA are unconstitutional.
Companies under criminal prosecution by the Department of Justice for any reason must show they have robust compliance for any artificial intelligence in use–or risk heightened prosecution–under a DOJ policy update.
