By
Kyle Brasseur2024-01-03T18:53:00
The Securities and Exchange Commission (SEC) on Wednesday announced Mark Uyeda will serve a second term as commissioner.
Uyeda is one of two Republicans comprising the five-member SEC. An employee of the agency since 2006, he was confirmed as a commissioner in June 2022 to finish out the last year of the term Elad Roisman vacated when he resigned.
In June 2023, President Joe Biden nominated Uyeda for a second term expiring in 2028. The Senate confirmed Uyeda on Dec. 20, and he was sworn in Dec. 28.
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2023-12-15T19:37:00Z By Kyle Brasseur
The Securities and Exchange Commission denied a petition filed on behalf of cryptocurrency exchange platform Coinbase that called for the creation of a new regulatory framework for crypto asset securities.
2023-10-18T14:31:00Z By Aaron Nicodemus
SEC Commissioner Mark Uyeda called for the agency to establish a framework that would describe scenarios in which a chief compliance officer would be held liable for securities law violations made by their firm.
2023-03-07T16:08:00Z By Kyle Brasseur
Smaller reporting companies should, by default, have delayed compliance dates of at least one year on any new disclosure rule, SEC Commissioner Mark Uyeda said in a recent speech.
2026-01-06T12:00:00Z By Ruth Prickett
Payment service providers operating in the EU will have to cover customers’ losses from fraud if their fraud protection regimes are inadequate or poorly implemented under new EU rules.
2025-12-30T07:00:00Z By Ruth Prickett
In 2025, the regulatory focus on greenwashing intensified globally. This trend is set to accelerate in 2026, and compliance has a key part to play in ensuring corporate statements are honest.
2025-12-30T07:00:00Z By Neil Hodge
Companies looking for greater certainty about how they might avoid criminal prosecution for bribery, fraud, and corruption offences may find they’re going to be disappointed if they’re looking for definitive answers in the latest guidance from the U.K.’s main fraud investigator, say experts.
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