By Kyle Brasseur2024-01-03T18:53:00
The Securities and Exchange Commission (SEC) on Wednesday announced Mark Uyeda will serve a second term as commissioner.
Uyeda is one of two Republicans comprising the five-member SEC. An employee of the agency since 2006, he was confirmed as a commissioner in June 2022 to finish out the last year of the term Elad Roisman vacated when he resigned.
In June 2023, President Joe Biden nominated Uyeda for a second term expiring in 2028. The Senate confirmed Uyeda on Dec. 20, and he was sworn in Dec. 28.
2023-12-15T19:37:00Z By Kyle Brasseur
The Securities and Exchange Commission denied a petition filed on behalf of cryptocurrency exchange platform Coinbase that called for the creation of a new regulatory framework for crypto asset securities.
2023-10-18T14:31:00Z By Aaron Nicodemus
SEC Commissioner Mark Uyeda called for the agency to establish a framework that would describe scenarios in which a chief compliance officer would be held liable for securities law violations made by their firm.
2023-03-07T16:08:00Z By Kyle Brasseur
Smaller reporting companies should, by default, have delayed compliance dates of at least one year on any new disclosure rule, SEC Commissioner Mark Uyeda said in a recent speech.
2025-08-06T14:00:00Z By Adrianne Appel
The Treasury Department’s Financial Crimes Enforcement Network is delaying an upcoming requirement that investment advisors and realtors begin screening clients for money laundering and other illegal activity.
2025-08-01T22:31:00Z By Oscar Gonzalez
The Securities and Exchange Commission is taking its pro-crypto messaging on the road, planning a series of events for its Crypto Task Force that will be held across the U.S. starting on Aug. 4.
2025-08-01T20:07:00Z By Aly McDevitt
The DOJ is warning that simply scrubbing DEI-related words from policy documents or training materials—and replacing them with thinly veiled proxies—will not protect federally funded organizations from legal scrutiny.
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