- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Neil Hodge2018-02-27T10:15:00
The U.K. Financial Conduct Authority has released a report detailing how RBS mistreated distressed small businesses over a six-year period starting in 2009.
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2018-08-02T13:15:00Z By Neil Hodge
The Royal Bank of Scotland has escaped penalties for its alleged abuse of small businesses, due to the Financial Conduct Authority’s admitted lack of sway.
2025-05-01T14:39:00Z By Neil Hodge
Antitrust infringement cases in the United Kingdom can run on for years, but there’s a question whether issuing fines that are dwarfed by the revenues of those organisations involved is a worthy deterrent—particularly if they are imposed over a decade after the misconduct ended. It’s also debatable whether the first ...
2025-04-28T18:47:00Z By Ian Sherr
Sometimes, it feels like the only thing that’s certain is that tomorrow will be different from today. For an industry that’s focused on rules, regulations, and ethics, that lack of consistency can seem overwhelming. That’s why the next few days will matter so much.
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