- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-01-14T14:00:00
The new Republican majority in Congress launched its first strike against the Dodd-Frank Act last Wednesday, passing a bill that offers banks a semi-reprieve from the Volcker Rule and exempts small companies from filing financial statements tagged in XBRL. The legislation now moves to a Senate vote and is likely ...
2015-04-28T09:00:00Z By Joe Mont
Image: For all the political controversy still surrounding the Volcker Rule, its biggest compliance obligation—implementing new controls and training to root out forbidden trading—has a looming deadline in July. “You’ve got to build an infrastructure,” says David Freeman of the law firm Arnold & Porter. “That’s a bigger effort than ...
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
2024-08-02T14:12:00Z By Aaron Nicodemus
The Department of Justice released the details of its long-awaited corporate whistleblower awards pilot program that will prioritize reporting in areas of corporate crime not currently covered by existing whistleblower programs.
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