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- Learn from the latest headlines and protect your company today
  
  Experts: Fraud risks heightened amid banking turmoil
  
  Report alleges Block’s Cash App facilitates fraud, disregards AML laws
  
  Biden calls for banking exec clawbacks amid failures
  
  SEC chief accountant eyeing auditor use of network member firms
  
  Individual Corporate
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All retail investors articles

Blog post
SEC launches new enforcement action search tool for investors

2018-05-03T13:30:00Z

The SEC has announced the launch of a new, online search feature that enables investors to look up whether the person trying to sell them investments has a judgment or order entered against him in an enforcement action. The SEC Action Lookup for Individuals is now live and available as ...
Blog post
SEC charges operators of $1.2B Ponzi Scheme

2017-12-27T11:00:00Z

The Securities and Exchange Commission announced charges and an asset freeze against a group of unregistered funds and their owner who allegedly bilked thousands of retail investors in a $1.2 billion Ponzi scheme.