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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-10-14T11:45:00
More sparring: Joe Mont reports on the ongoing war of words between Sen. Elizabeth Warren (D-Mass.) and Mary Jo White that has reached a new apex, with a demand that President Obama fire the SEC chairman.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2024-11-01T15:40:00Z By Aaron Nicodemus
Two affiliates of JPMorgan Chase have agreed to pay $151 million to settle five separate enforcement actions for making misleading disclosures, breaching fiduciary duties, and other failures related to investors.
2024-10-29T19:47:00Z By Adrianne Appel
Artificial intelligence is an exciting, new technology and it is well-regulated by old laws and rules already on the books, financial regulators said at Compliance Week’s AI & Compliance Summit at Boston University.
2024-10-28T21:51:00Z By CW Staff
Gurbir Grewal, who recently left the Securities and Exchange Commission after three years as head of its Division of Enforcement, has joined the law firm Milbank as a partner in its New York office.
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