- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-14T09:30:00
The SEC has announced ammendments to JOBS Act-related rulemaking pertaining to crowdfunding, securities offerings, and emerging growth companies. The changes adjust certain thresholds for inflation.
2018-05-08T11:30:00Z By Joe Mont
SEC Chairman Jay Clayton and relatively new Commissioners Robert Jackson and Hester Peirce are starting to pick their battles and set priorities.
2018-04-10T09:45:00Z By Joe Mont
With more and more successful companies choosing to go public, the SEC is paying closer attention to how they issue employee stock options.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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