- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2015-05-20T13:15:00
Image: The SEC has settled FCPA charges against BHP Billiton for inviting 176 government officials and employees of state-owned enterprises to attend the 2008 Summer Olympic Games at the company’s expense. Andrew Ceresney, head of the SEC’s Enforcement Division, said the invites occurred “while they were in a position to ...
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2015-06-02T13:15:00Z By Jaclyn Jaeger
Image: If compliance officers needed another reminder that the FCPA’s books-and-records provisions are still a dangerous trap for global businesses, look no further than the SEC’s recent $25 million fine against BHP Billiton. Observers say it offers valuable lessons in the SEC’s expansive interpretation of the law. “A check-the-box compliance ...
2025-04-18T17:45:00Z By Oscar Gonzalez
The U.S. Consumer Financial Protection Bureau continues to unravel amid pressure from Trump administration officials to shutter the agency. Not only has the agency informed its employees that it will no longer be a watchdog for the financial services industry, it has also laid off employees despite court orders blocking ...
2025-04-17T12:00:00Z By Aly McDevitt
Tom Hardin paid the price for crossing legal and ethical lines as a financial analyst accused of insider trading in one of the most notorious Wall Street scandals. Now he’s on a mission to save businesses from themselves. A keynote speaker at Compliance Week National, he built a second career ...
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