SEC debates regulatory approach to FinTech

By Joe Mont2016-11-14T13:30:00

The need to balance FinTech innovations with investor protections was the underlying message at a day-long forum held by the Securities and Exchange Commission on Nov. 14. Joe Mont reports.

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Government clears way for FinTech firms to compete with banks

2018-08-01T12:00:00Z By Jaclyn Jaeger

In separate developments announced July 31, the U.S. Department of Treasury and the Office of the Comptroller of the Currency paved the way for FinTech firms and other non-banks to more easily compete with traditional banks. Once again, opponents are threatening legal action.
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The future of FinTech may involve unified regulation

2017-09-19T10:00:00Z By Joe Mont

Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.
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FinTech takes a great leap forward

2017-03-21T10:00:00Z By Joe Mont

The Office of the Comptroller of the Currency has outlined, in greater detail, what it will take for FinTech firms to be chartered as national banks.

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

SEC debates regulatory approach to FinTech

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Government clears way for FinTech firms to compete with banks

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”