By Jaclyn Jaeger2016-11-29T11:30:00
Jaclyn Jaeger recaps a record-breaking year for SEC enforcement activity, and what to expect in the year ahead.
2017-04-25T12:00:00Z By Jaclyn Jaeger
Big changes are afoot at the SEC, which raises the question of whether this might be the beginning of a big new era in the Commission’s tone, direction, and priorities.
2017-01-31T15:15:00Z By Matthew Reinhard
Matthew Reinhard discusses the complexities involved in navigating joint United States, United Kingdom investigations.
2025-11-10T21:16:00Z By Adrianne Appel
The former U.S. chief compliance officer of hedge fund firm Capula Investment Management has blown the whistle against his former employer, alleging he was terminated for raising concerns about improper expensing practices.
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