By Jaclyn Jaeger2016-11-29T11:30:00
Jaclyn Jaeger recaps a record-breaking year for SEC enforcement activity, and what to expect in the year ahead.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2017-04-25T12:00:00Z By Jaclyn Jaeger
Big changes are afoot at the SEC, which raises the question of whether this might be the beginning of a big new era in the Commission’s tone, direction, and priorities.
2017-01-31T15:15:00Z By Matthew Reinhard
Matthew Reinhard discusses the complexities involved in navigating joint United States, United Kingdom investigations.
2026-02-18T22:02:00Z By Ruth Prickett
A new U.K. Consumer Composite Investments regime comes into force on April 6 and will apply to all firms that manufacture or distribute CCI products to retail investors in the U.K. This includes some firms that are not regulated by the Financial Conduct Authority.
Site powered by Webvision Cloud