- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-03-06T10:30:00
SEC Chairman Jay Clayton has floated the idea of mandatory shareholder arbitration, raising issues about agency enforcement and investor protection.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2019-02-14T09:30:00Z By Joe Mont
The SEC was spared setting mandatory arbitration policy when New Jersey’s attorney general argued a shareholder initiative proposed for Johnson & Johnson would be illegal.
2025-04-29T15:00:00Z By Ian Sherr
More than half of the people who sit on corporate boards have a background in finance, with far fewer from compliance. But change may be coming. Panelists in a session of Compliance Week’s 20th National Conference in Washington, D.C., discussed the way boards of directors are changing in response to ...
2025-04-28T21:38:00Z By Aaron Nicodemus
Whistleblowing in the United States is being buffered by uncertainty from regulators who are backing off policing corruption and consumer protections. Regulators like the Department of Justice and the Securities and Exchange Commission are being thrown into disarray by layoffs and restructuring. Still, whistleblowers will likely continue coming forward.
Site powered by Webvision Cloud