- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-09-08T12:00:00
The SEC has charged nutrition company MusclePharm with a series of accounting and disclosure violations, including omitting or understating nearly $500,000 worth of perks received by executives for automobile use, private jet use, golf club memberships, and personal tax and legal services. The Denver-based company will pay a $700,000 fine. ...
2025-07-07T19:02:00Z By Aaron Nicodemus
The Consumer Financial Protection Bureau has dropped a $95 million enforcement action against Navy Federal Credit Union, the latest regulatory pullback by the agency under President Donald Trump.
2025-07-07T17:45:00Z By Neil Hodge
The UK’s financial regulator has had a rough ride over the past couple of years as its strategy to “name and shame” firms it opened investigations into was widely slammed by the industry and lawmakers over concerns that companies could be unfairly maligned.
2025-07-07T17:15:00Z By Oscar Gonzalez
SEC Chair Paul Atkins pointed to the growth of tokenized shares as a key development reshaping private markets, suggesting the agency is preparing to update its rules to keep pace with new forms of digital asset trading and settlement.
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