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should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
SEC Offers Pay Ratio Rule Analysis for Public Comment
The SEC still has given no sign of a final pay ratio disclosure rule, but there is a new analysis from its Division of Economic and Risk Analysis that the Commission has made available for public comment. The analysis considers the potential effects of excluding different percentages of employees from ...
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How Comment Letters Could Shape the Pay Ratio Rule
When the SEC proposed its pay ratio disclosure rule in 2013, it included a list of nearly 60 questions for public comment. The response: 287,547 letters and counting, with plenty of ideas about dealing with foreign workforces, seasonal workers, employee exclusions, and Sarbanes-Oxley certification risks. As the final rule slouches ...
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News BriefFirm, two execs fined, including ex-CCO, for misappropriating $220K, SEC alleges
Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
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PremiumNew era dawns on crypto industry with SEC dismissal of Coinbase case
The Securities and Exchange Commission dismissed its lead case against the cryptocurrency industry, a lawsuit against crypto exchange Coinbase, signaling an about-face in the agency’s enforcement approach toward digital assets under President Donald Trump.