- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-10-27T16:15:00
The Security and Exchange Commission’s Division of Corporation Finance has released new guidance, in the form of two Compliance and Disclosure Interpretations, concerning proxy bundling in the context of mergers and acquisitions. The Exchange Act requires proxies to clearly and impartially identify each “separate matter” to be acted upon, ...
2025-06-17T14:00:00Z Provided by SAI360
This webinar will explore how compliance professionals, legal teams, and executives can proactively identify, mitigate, and manage risks during the M&A lifecycle without compromising ethical standards.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
2025-05-27T17:12:00Z By Aaron Nicodemus
Three of four respondents to Compliance Week’s Inside the Mind of the CCO survey said their employers have policies and procedures in place that govern employee use of unauthorized communications on their cell phones. The survey, conducted in November and December, found that another 11 percent of the 179 practitioners ...
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