By Tammy Whitehouse2018-10-17T11:00:00
Two new enforcement actions give audit committees some textbook reminders to keep tabs on auditors regarding their compliance with professional standards.
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2019-06-19T13:45:00Z By Tammy Whitehouse
The SEC has canceled sanctions imposed by the PCAOB on a now-retired KPMG auditor connected with a mortgage lender failure at the height of the financial crisis.
2019-06-05T20:35:00Z By Tammy Whitehouse
The PCAOB has disciplined two former Big Four auditors—one over an audit of internal control and the other over inspection issues.
2026-03-26T18:01:00Z By Jaclyn Jaeger
The former U.S. chief compliance officer of London-based hedge fund Capula Investment Management, who alleged he was fired for escalating “significant regulatory compliance issues” to senior management, refiled his lawsuit in state court after his original complaint was dismissed in federal court on jurisdictional grounds.
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