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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
SEC Prevails in First Appellate Decision on Challenges to APs
Recently, respondents challenging the SEC’s ability to bring administrative proceedings have had success in two cases in federal district court. Last week, the Seventh Circuit became the first appellate court to weigh in on this issue and found in favor of the SEC. The Seventh Circuit held in Bebo ...
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PremiumRTX and Raytheon: A case study in juggling four compliance monitors
In October 2024, aerospace and defense company Raytheon and parent company RTX reached a $950 million settlement with U.S. government agencies to resolve multiple federal law violations. More significant than the criminal penalties were the four compliance monitorships that came with the agreements.
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ArticleDemocratic commissioners on FTC fired by Trump
President Donald Trump fired two Democratic commissioners serving on the Federal Trade Commission, the regulatory agency overseeing antitrust and consumer protection laws and which has been traditionally independent and staffed by members of both political parties.