By Joe Mont2015-02-27T13:30:00
Anxious for the SEC to begin its 12-month experiment in altering tick-size requirements? Prepare to wait a bit longer. The Commission has extended its deadline for approving a proposal, to allow some stocks to trade in five-cent increments, from March 7 to May 6. Meanwhile, there is pressure on the ...
2025-09-04T17:31:00Z By Adrianne Appel
The majority owner of a Pennsylvania investment firm faces 100 years of prison time and huge fines for allegedly running a $770 million Ponzi scheme centered on an ATM company he also owned.
2025-08-27T19:46:00Z By Aly McDevitt
The SEC has named Margaret “Meg” Ryan, a senior military judge and Harvard Law lecturer, as its next Enforcement Division Director—an unconventional pick that could signal changes in enforcement strategy.
2025-08-18T14:12:00Z By Oscar Gonzalez
The owner of a water machine vending company and a portfolio manager were allegedly behind a Ponzi-like scheme that raised more than $275 million, according to the U.S. Securities and Exchange Commission.
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