By Joe Mont2015-02-27T13:30:00
Anxious for the SEC to begin its 12-month experiment in altering tick-size requirements? Prepare to wait a bit longer. The Commission has extended its deadline for approving a proposal, to allow some stocks to trade in five-cent increments, from March 7 to May 6. Meanwhile, there is pressure on the ...
2025-10-01T21:10:00Z By Neil Hodge
The U.K’.s financial regulator has given a strong indication that financial firms’ use of unauthorized devices and apps is under scrutiny and that policies around off-channel communications need to be tightened up.
2025-09-15T20:00:00Z By Aly McDevitt
President Donald Trump is pushing for a shake-up in corporate reporting rules, calling on companies to file earnings with the SEC only twice a year instead of every quarter.
2025-09-04T17:31:00Z By Adrianne Appel
The majority owner of a Pennsylvania investment firm faces 100 years of prison time and huge fines for allegedly running a $770 million Ponzi scheme centered on an ATM company he also owned.
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