- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2015-11-25T12:00:00
The SEC announced an insider trading case today against a former Goldman Sachs compliance employee who allegedly used his access to investment bankers' emails to glean, and profit from, inside information.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2016-10-25T12:00:00Z By Joe Mont
A case before the Supreme Court and two bills in Congress could finally establish a national legal definition for insider trading. Joe Mont reports.
2016-03-22T09:15:00Z By Jaclyn Jaeger
A former Goldman Sachs compliance employee settled his case with the Securities and Exchange Commission to resolve insider trading charges filed against him last year. Judge Valerie Caproni of the U.S. District Court for the Southern District of New York last week entered a final judgment against defendant Yue Han, ...
2025-05-01T14:39:00Z By Neil Hodge
Antitrust infringement cases in the United Kingdom can run on for years, but there’s a question whether issuing fines that are dwarfed by the revenues of those organisations involved is a worthy deterrent—particularly if they are imposed over a decade after the misconduct ended. It’s also debatable whether the first ...
Site powered by Webvision Cloud