- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-10-02T12:00:00
An update issued by the SEC on Oct. 2 outlines projects and initiatives it has launched in the aftermath of a recently announced 2016 breach of the EDGAR filing system.
2019-01-15T13:30:00Z By Jaclyn Jaeger
The SEC has brought charges against nine defendants for participating in a previously disclosed scheme to hack into the SEC’s EDGAR system and extract non-public information to use for illegal trading.
2017-10-11T09:00:00Z By Joe Mont
The data breaches at Yahoo, Equifax, and the SEC send a collective warning to organizations everywhere to improve their own third-party risk assessment.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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