The ICI Education Foundation’s annual conference on regulatory and legislative issues is a one-day conference that will cover how the fund industry is addressing regulatory issues in the evolving financial services environment; the SEC’s recent initiatives and its plans for 2015; and significant regulatory developments, recent enforcement and compliance issues.
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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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