All Senior Managers Regime articles

  • RBS
    Article

    FCA publishes final report on RBS

    2019-06-13T14:46:00Z

    The Financial Conduct Authority has concluded its investigation into the Royal Bank of Scotland and published a final report of its findings.

  • Blog post

    U.K. Parliament Scraps ‘Burden of Proof’ for Bankers

    2015-12-16T10:15:00Z

    It’s official—bankers won’t have to worry about being held accountable for misconduct on their watch. Earlier this week, the U.K. Parliament’s Treasury Committee made a last-minute change to abandon the “burden of proof” rule for bankers. In other words, while bankers will have to fulfill their statutory duty of responsibility, ...

  • Article

    Compliance Officers Brace for U.K. Senior Managers Regime

    2015-11-03T12:00:00Z

    Image: During a panel discussion at Compliance Week’s Europe conference in Brussels last week, compliance executives discussed the broad implications of the new Senior Managers Regime, which makes senior executives personally accountable to regulators for their actions. You’ll also read a candid story of what a run-in with the Financial ...