- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
When whistleblowers tip off the government with information about corporate wrongdoing, the damage can be more costly than otherwise expected, according to a new study. Even before the SEC started offering rewards for actionable information, the assistance of one or more tipsters in an enforcement action increased penalties by an ...
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A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year-end accounts for the sole purpose of inflating year-end cash, the Securities and Exchange Commission said.
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