Supreme Court weighs in on SEC's whistleblower program
The Supreme Court this week placed limitations on the SEC's whistleblower program. "To sue under Dodd-Frank’s anti-retaliation provision, a person must first 'provide information relating to a violation of the securities laws to the Commission,'” wrote Justice Ruth Bader Ginsburg.
Related articles
-
Blog
The dangers of unmasking whistleblowers
What kind of message does it send when a CEO tries to identify a whistleblower among the ranks of his employees?
-
News BriefCommunication and relationships is increasingly critical for compliance teams
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
-
WebcastCPE Webcast: Building A Whistleblower Program That Drives Real Outcomes
This session explores how leading Ethics & Compliance teams are aligning their global whistleblower programs and investigations teams. Learn how these teams are navigating regulatory requirements, aligning internal processes, and using data to evaluate and improve their programs.