- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tammy Whitehouse2017-09-12T11:00:00
When investors decry the black box of public company auditing, asking for more visibility, they’re referring to cases like KPMG’s audit work at Wells Fargo.
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2017-11-21T16:45:00Z By Tammy Whitehouse
Internal audit plans for the coming year will reflect more consideration of corporate culture and the risks it might pose to the company’s success.
2025-05-22T15:46:00Z By Adrianne Appel
The Securities and Exchange Commission has charged cryptocurrency company Unicoin, three top executives, and its general counsel with defrauding investors of $110 million by selling them bogus “rights certificates” in a future cryptocurrency coin.
2025-05-21T14:11:00Z By Aaron Nicodemus
Securities and Exchange Commission Chair Paul Atkins indicated he favors changing the agency’s requirement that only the wealthy can invest in so-called “closed-end” private equity funds and hedge funds.
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