- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By John Reed Stark2016-01-12T10:30:00
The Securities and Exchange Commission has broad subpoena powers that this dedicated corps of highly credentialed professionals—inspired by a noble sense of mission, and rich with a long history of investor advocacy—tries to use in the best way possible. But when it comes to issuing subpoenas for electronic storage devices, ...
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2016-10-12T11:15:00Z By David Bogoslaw
Living up to various e-Discovery requirements from different states and regulatory agencies means a comprehensive compliance digital record overhaul. David Bogoslaw reports.
2025-04-21T12:00:00Z By Neil Hodge
The United Kingdom’s latest effort to encourage regulators to pare down rules to attract companies and investment as a way to stimulate the economy has received mixed reviews from lawyers.
2025-04-14T12:00:00Z By Adrianne Appel
Any doubts that the new administration will take a light touch to upcoming cryptocurrency regulation vanished with President Donald Trump’s launch of his own stablecoin and his family’s growing investments in crypto businesses.
Site powered by Webvision Cloud