The job of compliance officer has become increasingly dominated by technology and automation. And one under constant pressure from changing regulation globally.
Written by the experts at StarCompliance, The Compliance Officer’s Ultimate Compliance Guide can help. This comprehensive resource offers actionable advice on how to build a strong compliance program at your financial firm, including best practices for managing and optimizing:
- Changes in regulation
- Changes in technology
- Return on investment
- Data security
- Compliance platform adoption and rollout
- And much, much more
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Compliance Officer's Ultimate Compliance Guide
PDF, Size 5.15 mb
StarCompliance is a leading provider of compliance and regulatory solutions for financial services and enterprise firms. They provide compliance software with a focus on global regulations including, SEC, FINRA, FCPA, FCA, UK Bribery Act, and MiFID. Their solutions provide a fully configurable platform that manages the complex and burdensome processes associated with managing regulatory compliance, connecting all areas of your business and providing a 360-degree view of employee activity and behavior.
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