By Bruce Carton2016-09-29T13:30:00
In 2008, Bruce Carton wrote about the saga of Jérôme Kerviel—a comic book that told the story of the then-31-year old junior trader who nearly brought down French bank, Société Générale, with his rogue trading. In light of more Kerviel-related events since 2008, is a sequel in order?
2025-12-05T19:25:00Z By Oscar Gonzalez
The U.S. Securities and Exchange Commission’s (SEC) Division of Examinations released its 2026 examination priorities, which give companies a roadmap of areas of heightened risk and regulatory focus for next year.
2025-12-03T17:18:00Z By Adrianne Appel
A San Francisco-based private equity firm has agreed to pay $11.4 million to settle allegations it violated U.S. sanctions rules by handling investments for a sanctioned Russian oligarch.
2025-12-02T21:52:00Z By Adrianne Appel
A tech company that stores student information for schools has agreed to implement a data security program and report to the Federal Trade Commission for 10 years, after security failures led to data for 10 million students being breached.
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