Mitsubishi Motors NA names general counsel

2019-12-06T17:40:00+00:00By Scuttlebutt

Mitsubishi Motors North America announced the appointment of Katherine Knight to the role of vice president and general counsel.

Apollo Investment announces new CCO

2019-12-06T17:38:00+00:00By Scuttlebutt

The board of directors of Apollo Investment Corp. appointed Isabelle Gold as chief compliance officer, the company announced in an SEC filing.

LGIM appoints chief compliance officer

2019-12-06T17:36:00+00:00By Scuttlebutt

Legal & General Investment Management announced the appointment of Camille Blackburn as chief compliance officer.

Hillenbrand tabs chief accounting officer

2019-12-06T17:34:00+00:00By Scuttlebutt

Global industrial firm Hillenbrand has named Andrew Kitzmiller as its vice president, chief accounting officer and controller.

MGIC promotes longtime employee to chief risk officer

2019-12-06T17:31:00+00:00By Scuttlebutt

Mortgage Guaranty Insurance Corp. promoted Steven Thompson to executive vice president – chief risk officer. Thompson joined MGIC in 1998.

Principal Financial appoints general counsel

2019-12-06T17:28:00+00:00By Scuttlebutt

Financial investment management company Principal Financial Group announced the appointment of Christopher Littlefield as its new general counsel.

Penumbra names new accounting chief

2019-12-06T17:26:00+00:00By Scuttlebutt

Healthcare firm Penumbra announced the promotion of Lambert Shiu to chief accounting officer among several leadership changes.

OneMain Financial adds general counsel

2019-12-06T17:24:00+00:00By Scuttlebutt

Personal loans provider OneMain Financial announced the appointment of Adam Rosman as executive vice president and general counsel.

XA Investments announces new general counsel

2019-12-06T17:22:00+00:00By Scuttlebutt

Chicago-based investment manager XA Investments has named Benjamin McCulloch as general counsel.

BioPlus Specialty Pharmacy hires chief compliance and privacy officer

2019-12-06T17:20:00+00:00By Scuttlebutt

BioPlus Specialty Pharmacy has named Brian Cherico as its chief compliance and privacy officer.

McDermott appoints chief accounting officer

2019-12-06T17:18:00+00:00By Scuttlebutt

Multinational engineering company McDermott International has appointed Dale Suderman as its new vice president, chief accounting officer.


SEC adds two deputy chief accountants


The Securities and Exchange Commission announced the additions of John Vanosdall and Paul Munter as deputy chief accountants in the accounting group and international department, respectively.

New York Life names new CCO

2019-12-04T18:27:00+00:00By Scuttlebutt

New York Life announced Sara Badler has been named chief compliance officer, effective Jan. 1, 2020. Badler succeeds Barbara McInerney, who will retire at the end of the year after over 20 years with the company.

Santander names chief risk officer amid leadership shuffle

2019-12-03T17:37:00+00:00By Scuttlebutt

Santander has named Sarah Drwal its new chief risk officer among several executive-level changes at the company.


SEC names new cyber chief


The Securities and Exchange Commission announced the appointment of Kristina Littman as chief of the Division of Enforcement’s Cyber Unit.

​SEC appoints chief counsel for the Division of Economic and Risk Analysis

2019-11-20T14:36:00+00:00By Scuttlebutt

The Securities and Exchange Commission has named Marie-Louise Huth as chief counsel for the Division of Economic and Risk Analysis.

Wells Fargo general counsel stepping down


Wells Fargo announced General Counsel Allen Parker will leave the company, effective March 31, 2020, “to pursue other business opportunities.”

Smucker’s has a new chief compliance officer

2019-11-14T17:00:00+00:00By Scuttlebutt

The J. M. Smucker Company announced an evolution of its executive leadership structure and team. Among the new appointments, Jeannette Knudsen has been elected chief legal and compliance officer and secretary.

NBT appoints chief accounting officer

2019-11-13T19:56:00+00:00By Scuttlebutt

NBT Bancorp has promoted Annette Burns to chief accounting officer.


Carnival enhances its ethics and compliance function


As part of its new companywide ethics and compliance function stemming from a history of environmental violations, Carnival has announced seven new hires and internal promotions.

​Quanex Building Products names chief accounting officer

2019-11-07T14:19:00+00:00By Scuttlebutt

Quanex Building Products has announced several key leadership appointments, effective as of Nov. 1, including a new chief accounting officer and a new general counsel.

Genesco names new chief accounting officer, general counsel

2019-11-07T14:10:00+00:00By Scuttlebutt

Genesco, a specialty retailer, has announced several executive leadership moves in the last few weeks, including the appointment of a new chief accounting officer and a new general counsel.

​Coupang names chief accounting officer

2019-11-07T13:57:00+00:00By Scuttlebutt

Coupang, a Korea-based e-commerce company, has named Michael Parker as chief accounting officer.

DaVita names chief accounting officer

2019-11-07T13:42:00+00:00By Scuttlebutt

Healthcare provider DaVita has named John Winstel as chief accounting officer. He will succeed Jim Hilger in this role, who will be stepping down early next year, no later than March 3, 2020.

LP appoints controller and chief accounting officer

2019-11-07T13:20:00+00:00By Scuttlebutt

Louisiana-Pacific, a building materials manufacturer, announced the appointment of Derek Doyle to vice president, controller, and chief accounting officer, effective immediately.

​TruClarity Wealth Advisors names chief compliance officer

2019-10-29T19:57:00+00:00By Scuttlebutt

TruClarity Wealth Advisors, an SEC-registered investment adviser launched in September 2019, has named Catherine Mustico as chief compliance officer.

​UCSF names chief ethics and compliance officer

2019-10-29T19:51:00+00:00By Scuttlebutt

The University of California San Francisco has named Brian Smith as chief ethics and compliance officer, a role he has held in an interim capacity since November 2017.

Vulcan Materials names general counsel

2019-10-21T12:45:00+01:00By Scuttlebutt

Vulcan Materials, the nation’s largest producer of construction aggregates, has named Denson Franklin as senior vice president and general counsel, effective Dec. 2.

BNP Securities appoints new chief compliance officer

2019-10-18T19:07:00+01:00By Scuttlebutt

BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.

Micron appoints chief accounting officer

2019-10-18T17:28:00+01:00By Scuttlebutt

Micron Technology has appointed Paul Marosvari to the newly created role of vice president and chief accounting officer.

Intrepid Potash chief accounting officer resigns

2019-10-18T15:04:00+01:00By Scuttlebutt

Fertilizer manufacturer company Intrepid Potash announced Joseph Montoya, current vice president and chief accounting officer, will be resigning to pursue another career opportunity.

Genesco names new general counsel

2019-10-16T18:09:00+01:00By Scuttlebutt

Genesco has appointed Scott Becker as senior vice president, general counsel, and corporate secretary. He succeeds Roger Sisson, who retired from Genesco earlier this year.

​Capitala Group names chief compliance officer

2019-10-16T15:17:00+01:00By Scuttlebutt

Capitala Group, a provider of capital to lower middle market companies, has appointed Kevin Koonts as chief compliance officer and secretary of Capitala Finance.

Board table

PCAOB swaps board members, faces whistleblower report


The SEC has ousted Kathleen Hamm as a board member at the PCAOB, replacing her with White House aide Rebekah Goshorn Jurata. The swap, along with a whistleblower report, signal internal strife at the audit regulator.

Gateway First Bank names chief risk officer

2019-10-15T19:17:00+01:00By Scuttlebutt

Gateway First Bank has appointed Peter Moenickheim as chief risk officer. His responsibilities will span all efforts in enterprise risk management, compliance, and quantitative analytics.

FTC Building

FTC antitrust head to step down


Bruce Hoffman, director of the Bureau of Competition, will depart the Federal Trade Commission in November after more than two years in his position.


ProPetro shuffles leadership team amid accounting probe


ProPetro Holding has announced a shuffling of its executive leadership team following the completion of a review conducted by its audit committee into a series of internal control failures.

Walt Disney Company CFO joins P&G board

2019-10-09T14:04:00+01:00By Scuttlebutt

Procter & Gamble at its 2019 Annual Meeting of Shareholders elected Christine McCarthy, currently chief financial officer of The Walt Disney Company, to its board of directors, effective immediately.

​SEC names associate regional director in Los Angeles office

2019-10-08T18:23:00+01:00By Scuttlebutt

The Securities and Exchange Commission has named Katharine Zoladz as associate regional director for enforcement in the Los Angeles Regional Office.

Aerie Pharmaceuticals appoints chief compliance officer

2019-10-08T14:48:00+01:00By Scuttlebutt

Aerie Pharmaceuticals has appointed Charlene Davis as vice president and chief compliance officer.

​Pay.UK appoints chief risk officer

2019-10-07T17:26:00+01:00By Scuttlebutt

Pay.UK announced it has appointed Helen Hunter-Jones as chief risk officer.

CFPB adds new executives

2019-10-02T14:55:00+01:00By Scuttlebutt

The Consumer Financial Protection Bureau recently announced several new additions to its executive team, including the appointment of Bryan Schneider as associate director in the Supervision, Enforcement and Fair Lending Division.

​Zurich appoints group chief risk officer

2019-09-27T15:09:00+01:00By Scuttlebutt

Zurich Insurance Group has named Peter Giger as group chief risk officer, effective Oct. 1.

Northwestern Mutual appoints chief compliance officer

2019-09-27T15:03:00+01:00By Scuttlebutt

Northwestern Mutual recently announced it has made several changes to the company’s senior leadership team, including the appointment of a new chief legal and compliance officer.

​Virtua Capital Management names chief compliance officer

2019-09-27T14:53:00+01:00By Scuttlebutt

Virtua Capital Management, the capital formation arm of global private-equity real-estate investment manager Virtua Partners, has appointed Curtis Christensen as chief compliance officer.

TIAA adds chief risk and compliance officer

2019-09-27T14:49:00+01:00By Scuttlebutt

Financial services provider TIAA appointed David Nason to the newly created position of chief risk and compliance officer.

​CentralReach appoints chief legal and compliance officer

2019-09-26T18:43:00+01:00By Scuttlebutt

CentralReach, a provider of electronic health record and practice management solutions, has appointed Perry Pappas as senior vice president, chief legal and compliance officer.

Lloyd’s of London appoints chief risk officer


Lloyd’s of London, the specialist insurance and reinsurance marketplace, announced the appointment of David Sansom as its permanent chief risk officer.

Handelsbanken appoints chief compliance officer

2019-09-19T15:52:00+01:00By Scuttlebutt

Handelsbanken, a Swedish consumer banking company, has announced the appointment of Martin Noréus as chief compliance officer.


Embattled Swedbank names permanent CCO


Faced with numerous AML investigations, Swedbank made several significant moves this week, including naming a permanent CCO and agreeing to waive attorney-client privilege by handing over an internal report to local prosecutors.