Risk & Regulatory Compliance

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USTR

USTR threatens tariffs on 6 trade partners in response to digital taxes

2021-04-14T16:08:00+01:00By

The United States Trade Representative is seeking public comment on the potential implementation of tariffs of up to 25 percent on a long list of goods by six U.S. trading partners, including the United Kingdom.

FTC

FTC gearing up for aggressive oversight of antitrust, M&A

2021-04-13T20:05:00+01:00By

With a changing of the guard, the Federal Trade Commission is undergoing some major restructuring on the antitrust front. All told, it’s not just Big Tech and pharmaceutical companies that should be on alert.

woods

Archegos collapse: $20 billion in losses, but a win for compliance

2021-04-12T12:45:00+01:00By

The collapse of Archegos Capital Management may go down as yet another episode that champions the importance of the voice of the compliance professional, writes Martin Woods.

Archegos Capital

Compliance lessons, regulatory fallout from Archegos meltdown

2021-04-12T12:45:00+01:00By

There are plenty of unanswered questions following the recent meltdown of family office Archegos Capital Management—and plenty of compliance lessons to be learned, writes Aaron Nicodemus.

Statistic analysis

Accounting considerations for companies merging with SPACs

2021-04-08T19:55:00+01:00By

The Securities and Exchange Commission recently reinforced its focus on the importance of corporate governance and financial reporting by special purpose acquisition companies (SPACs).

Nailedit1200x800

Video: Deutsche Bank, Credit Suisse, and combining risk and compliance

2021-04-08T18:52:00+01:00By Compliance Week

Aly McDevitt and Kyle Brasseur assess changes in compliance and risk management functions at Deutsche Bank and Credit Suisse in light of recent scandals at each bank.

breach

Data breach disclosures drop in 2020, report says

2021-04-07T18:44:00+01:00By

Cyber-breach disclosures in 2020 were down 19 percent from 2019—the first drop in the statistic in five years, according to a new report from Audit Analytics.

Credit Suisse

Credit Suisse compliance chief steps down in Archegos collapse aftermath

2021-04-06T16:35:00+01:00By

Credit Suisse Chief Risk and Compliance Officer Lara Warner has stepped down from her role and left the company following the bank’s loss of an estimated $4.7 billion due to the meltdown of hedge fund Archegos Capital Management.