Risk & Regulatory Compliance

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Data future

KPIs and collaboration: How Vivint, Agilent handle data collection

2021-09-27T17:09:00+01:00By

Compliance leaders from Vivint and Agilent Technologies shared how they are successfully integrating data intelligence into their organization’s operations at a recent Diligent virtual summit.

Climate globe

SEC offers guidance on climate change disclosure shortcomings

2021-09-24T20:30:00+01:00By

A sample letter released by the Securities and Exchange Commission this week lays out common mistakes firms make with their climate change disclosures.

Remote oversight

Anti-corruption leaders share upsides of remote compliance program

2021-09-23T17:05:00+01:00By

COVID-19 has altered how companies operate their anti-corruption compliance programs, but not necessarily for the worse, according to experts from PepsiCo and Cook Group who shared their experiences at a recent Diligent virtual summit.

Wells Fargo

Fed Chair Powell: Wells Fargo asset cap will remain in place

2021-09-23T16:38:00+01:00By

Federal Reserve Chair Jerome Powell said Wells Fargo’s asset cap will remain in place until the bank has “comprehensively” fixed its governance and compliance deficiencies.

Green reporting

CMA’s Green Claims Code latest effort in greenwashing crackdown

2021-09-23T16:11:00+01:00By

Companies have until the end of the year to stop making misleading claims about the green credentials of their products and services or face regulatory action, the U.K. Competition and Markets Authority has warned.

ESG

ESG survey: Measure, monitor, and enhance your strategy

2021-09-22T18:01:00+01:00By

A Compliance Week and Fulcrum survey of more than 200 compliance, audit, legal, and finance executives worldwide revealed support for ESG initiatives, but uncertainty about how to monitor progress and measure results.

Questioning

Big Four mishaps in U.K. underscore need to challenge auditors

2021-09-22T15:55:00+01:00By

Companies should question their auditors throughout the audit process, particularly in the wake of a spate of recent enforcement actions in the United Kingdom targeting the Big Four and other large firms for audit deficiencies.

Treasury Department

Treasury sanctions virtual currency exchange as part of ransomware response

2021-09-21T20:43:00+01:00By

The U.S. Department of the Treasury announced “robust actions” to counter ransomware, including blocking the assets of a Russian virtual currency exchange that has facilitated payments for at least eight ransomware variants.