Risk & Regulatory Compliance

Compliance Week is a business intelligence service on corporate governance, risk, compliance, and audit. We support a community of professionals through award-winning journalism, live and live-streamed events, sponsored Webcasts, continuing education and training, industry surveys, case studies, and downloadable resources.

ESG

Experts: How ESG materiality assessments impact compliance

2023-09-22T12:52:00+01:00By

Transparency in environmental, social, and governance reporting has become an important goal, with materiality assessments impacting compliance outcomes, experts said during CW’s virtual ESG Summit.

Board table

DOJ official: Compliance must have ‘prominent seat’ at M&A decision table

2023-09-21T20:38:00+01:00By

The Department of Justice is gearing up to provide more guidance on voluntary self-disclosures in the mergers and acquisitions space and the role compliance should play.

Safe bank

Bank privacy processes questioned after U.K. ‘debanking’ scandal

2023-09-21T19:05:00+01:00By

The furor over NatWest Group’s decision to monitor and close the account of right-wing Brexit campaigner Nigel Farage—and then disclose the details to a journalist—has raised questions regarding whether other banks employ the same means to get rid of undesirable customers.

ESG assurance

Path to ESG assurance a crawl-walk-run exercise

2023-09-21T14:23:00+01:00By

It’s important companies exercise patience when determining when to begin an assurance engagement, experts explained during a session at CW’s virtual ESG Summit.

servicenow300x200

CPE Webcast: TPRM Program and Technology Modernization

2023-09-21T14:00:00+01:00Provided by

As organizations increasingly rely on third and fourth parties to support critical business services many are assessing their existing capabilities and modernizing their Third Party Risk Management (TPRM) programs and enabling technologies.

Emissions measurement

Scope 3 emissions best practices: Be transparent, thorough

2023-09-20T21:46:00+01:00By

There is much companies can do—and must do, given upcoming regulatory requirements—to rein in Scope 3 emissions, sustainability expert Susan McNichols discussed at CW’s virtual ESG Summit.

Credit reports

CFPB warns lenders on use of AI in credit denial process

2023-09-20T18:57:00+01:00By

The Consumer Financial Protection Bureau warned lenders using artificial intelligence in credit denials that consumers must receive accurate and specific reasoning—and not checklists—for why a credit request was denied.

Business meeting

Survey: Tech gaps, third parties pose biggest ABAC threats

2023-09-20T14:07:00+01:00By

A recent survey conducted by Compliance Week and Morgan Lewis determined areas of insufficient resource support to combat bribery and corruption, along with trends in third-party due diligence.