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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
U.S. Chamber: 28 Recommendations on SEC Enforcement Practices
Today the U.S. Chamber of Commerce released an interesting, 64-page paper entitled, "Examining U.S. Securities and Exchange Commission Enforcement: Recommendations on Current Processes and Practices." The report offers 28 specific recommendations on how to improve the SEC enforcement process.
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