Skip to main content
Skip to navigation

U.S. Regulators Increasingly at Odds With EU on Swaps Rules

By Joe Mont2014-10-15T13:15:00

THIS IS MEMBERS-ONLY CONTENT

You are not logged in and do not have access to members-only content.

If you are already a registered user or a member, SIGN IN now.

Related articles

Article
SEC, CFTC ‘milestones’ resolve issues with cross-border swaps deals

2016-02-17T02:00:00Z By Joe Mont

Consider it regulatory kismet. Independently, on Feb. 10, the SEC and Commodity Futures Trading Commission finalized long-lingering rules and agreements needed to resolve concerns with the international marketplace for derivatives deals. The SEC’s new rules cover foreign swaps dealers who maintain trading desks in the United States, closing a perceived ...
Premium
Q&A with former FCPA unit chief Charles Duross on the DOJ’s monitorship policy

2025-11-06T19:06:00Z By Jaclyn Jaeger

Compliance Week recently interviewed Charles Duross, former Chief of the Fraud Section’s FCPA Unit, to talk about the Department of Justice’s recently revised monitorship policy.
Article
Compliance officers accused of helping criminals run $346 million international payment fraud network

2025-11-06T19:01:00Z By Adrianne Appel

Four U.S. citizens were arrested in California Wednesday in connection with a massive, $346 million international credit card fraud scheme based in Germany, in which compliance officers were allegedly complicit, according to the DOJ.