All Webcast articles – Page 15
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Webcast
Webcast: Improving efficiency with intelligent compliance
Learn about the skill sets needed for compliance roles to succeed in the future, why security is becoming more important to compliance and supervision infrastructure, and compliance technology developments.
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Webcast
Webcast: How to reduce audit burdens
Accounting and audit teams are continually being asked to interact with and coordinate compliance initiatives on a more frequent basis. For organizations juggling multiple audits, such as SOX, operational audits, or financial reporting, information redundancy, competing deadlines, and large numbers of audit requirements quickly present challenges.
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Webcast
Webcast: Business process outsourcing for compliance
It started with call centers, human resource management, such as payroll and training, followed by IT and the cloud and now…compliance? Is the compliance department the next function that starts outsourcing its time and labor-intensive processes to a third-party vendor?
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Webcast
Webcast: Building blocks for effective vendor risk management
Your organization probably has some means for managing third-party risk, perhaps most urgently within the onboarding process, or maybe in response to regulatory demands. Yet you probably suspect that there remain untapped opportunities for reducing risk while at the same time reducing overhead. Or for gaining greater control over your ...
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Webcast
Webcast: Risk associated to your third-party relationships
In today’s ever-escalating regulatory environment, companies are expected to understand who they are doing business with. Ultimate Beneficial Ownership (UBO) is required on a mandatory basis for organizations that fall within the scope of AML and beyond. And while the legislation is complex and a challenge for most organizations to ...
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Webcast
Webcast: Effectively marketing your E&C program
The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...
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Webcast: Following the money to prevent human trafficking
This webcast will help compliance executives explore the latest research and practical insights on how to manage human trafficking and manage third-party risks.
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Webcast
Webcast: Managing cookies for GDPR, CCPA compliance
As consumers’ awareness of the use of cookies and similar tracking technologies has begun to soar, global lawmakers and regulators have taken a keen interest in how companies are using website and mobile tracking – particularly in the area of consent. This has evidenced itself through enforcement actions, new EU ...
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Webcast
Webcast: How to avoid training fatigue
Training fatigue is real and has damaging consequences. In this webinar, learn the cognitive science behind fatigue and how to avoid it.
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Webcast
Webcast: Reducing time, cost & risk with accounting automation
Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners typically agree that the audit process could be improved.
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Webcast
Webcast: Keep up with the speed of risk in the digital age
Digitization has ramped up the velocity of risk impact to breakneck speed. Organizations no longer have the luxury to simply check compliance boxes. They need to learn how to keep pace with a constant onslaught of new threats, changing regulations, and higher stakes.
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Webcast
Webcast: Keys to third-party risk management success
In today’s shifting security and regulatory environment, ongoing third-party monitoring is crucial to compliance success. But how do you keep up with a constantly changing and growing list of vendors? This session will outline the keys to third-party risk management success through a modern approach to monitoring vendors.
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Webcast
Webcast: Beneficial ownership establishment & monitoring
With most countries moving to due diligence requirements similar to the Financial Crimes Enforcement Network (FinCEN) Customer Due Diligence (CDD) rule or a beneficial ownership reporting regime or sometimes both, it’s challenging to know how to address the compliance burden. Understanding who you are doing business with and who controls ...
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Webcast
Webcast: Why T&E audit is more than policy compliance
Organizations are failing to solve the employee-spend challenge as travel and expense (T&E) transactions continue to suffer from non-compliance and fraud. Companies also have unnecessarily high audit costs and inadequate risk coverage thanks to manual testing of T&E transactions.
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Webcast
Webcast: Getting the audit scores you want
Many organizations today need to adhere to stringent audit and compliance rules to prove they’re following established guidelines and regulations. An automated compliance approach centralizes audit information, and provides easier access to key controls and status. Furthermore, automation can reduce labor intensive costs and non-value-added time often associated with manual ...
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Webcast
Webcast: Key strategies to ensure third-party compliance
Enterprises are now, more than ever, relying on a higher number of third-party, mission-critical technologies (along with their support and maintenance). As a result, enterprises are unintentionally opening themselves up to the largest source of data breaches.
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Webcast
Webcast: Broker-Dealers on Social Media: Understanding the Risks
Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.
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Webcast
Webcast: Anti-Bribery and Corruption Challenges, Trends and New Lines of Defense
Experts from Refinitiv and ProcessUnity discuss the types of risks facing companies today; how to tackle third-party risks using data, technology, and automation; and best practices for implementing processes and procedures for integrated, ongoing due diligence.
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Webcast
Webcast: Busting the 10 Myths of Third-Party Risk Management
Managing third-party risk is vital to every business’ reputation and long-term success. But with growing regulatory requirements, compliance skills shortages and numerous potential sources of information, managing third-party risk as an organization can feel like a very painful process.
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Webcast
Webcast: Compliance trends and futures – how technology is driving change
The compliance world is changing. Regulations are evolving and new technology addressing compliance challenges are becoming available. From international privacy regulations to new communication channels, how can organizations keep up with those changing regulations and how can they remain nimble.