- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-11-15T18:00:00
A Trump administration promises to roll back the SEC, the CFPB, Dodd-Frank, and Obamacare. But that is all much easier said than done, reports Joe Mont.
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2016-11-22T11:00:00Z By Paul Hodgson
Somehow, the election of Donald Trump as U.S. president is likely to make compliance officers’ jobs both harder and easier. Paul Hodgson explains.
2016-11-15T10:15:00Z By Jaclyn Jaeger
Just because Donald Trump suggested getting rid of a host of federal regulations doesn’t mean that there won’t be a need for compliance. More from Jaclyn Jaeger.
2025-05-21T14:11:00Z By Aaron Nicodemus
Securities and Exchange Commission Chair Paul Atkins indicated he favors changing the agency’s requirement that only the wealthy can invest in so-called “closed-end” private equity funds and hedge funds.
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