By Joe Mont2015-04-20T14:45:00
Image: The SEC has long opposed efforts to modernize the Electronic Communications Privacy Act of 1986, fearing it could lose the ability to subpoena internet service providers for e-mails. Although ISP subpoenas are currently on hold, privacy concerns could harm investigations, Chairman Mary Jo White told a Congressional sub-committee.
2025-10-31T17:50:00Z By Adrianne Appel
The U.S. government shutdown has brought most operations at the Securities and Exchange Commission (SEC) to a screeching halt, but that doesn’t mean compliance teams should be taking a breather, experts advised.
2025-10-29T20:12:00Z By Tom Fox
As CFOs use AI to streamline operations, they face new compliance risks tied to accountability and algorithmic governance. CCOs must work with them to ensure transparency and oversight throughout adoption.
2025-10-28T21:11:00Z By Adrianne Appel
Senate Democrats warned OMB Director Russell Vought Tuesday that it would be illegal for the Trump administration to shut down the Consumer Financial Protection Bureau, citing a recent court decision barring actions that could severely harm the agency.
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