- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-03-19T16:15:00
Image: In a speech last week, SEC Chairman Mary Jo White addressed the Commission’s role when companies and shareholder activists do battle, foremost to ensure both parties meet relevant disclosure requirements. She also discussed how the SEC views bylaws that shift shareholder litigation costs to losing plaintiffs. More inside.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2018-02-13T11:15:00Z By Steven Balet
The rising trend toward shareholder activism has incited boards of directors to seek defensive measures, but do shareholders pose that much of a threat?
2016-11-08T11:30:00Z By Joe Mont
The annual ISS review of shareholder voting policies is out, and Joe Mont has the rundown on what it all means.
2016-02-17T02:15:00Z By Joe Mont
So-called “golden leash” arrangements occur when activist shareholders—typically hedge funds—pay a director or board nominee in connection with their service. Calling them “one area where investors may not have complete information,” NASDAQ submitted a rule proposal to the SEC that would require listed companies to disclose these arrangements. A more ...
Site powered by Webvision Cloud