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Europe technology

Experts: EU Cyber Resilience Act puts pressure on tech developers, users

2022-09-30T14:28:00+01:00By

The EU’s proposed Cyber Resilience Act primarily puts pressure on tech manufacturers to ensure the cybersecurity of their products, but companies also have a duty of care to ensure they have opted to use the most secure products available.

Barclays

Barclays to pay $361M to resolve sales of unregistered securities

2022-09-29T21:44:00+01:00By

Barclays PLC and Barclays Bank agreed to pay $361 million to resolve allegations from the SEC the bank failed to implement internal controls to track the sale of $17.7 billion worth of unregistered securities transactions.

Deloitte

Deloitte China fined $20M for ‘basic’ audit standard violations

2022-09-29T20:36:00+01:00By

The Chinese affiliate of Big Four audit firm Deloitte agreed to pay a $20 million penalty and undertake extensive remedial measures as part of a settlement with the SEC for audit failures that included asking clients to conduct their own audit work.

CW Surveys

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Survey: Help us get ‘Inside the Mind of the CCO’

By Compliance Week

Compliance Week’s fourth annual “Inside the Mind” survey seeks to discover what makes CCOs and those who toil in the field of compliance tick. Take 10 minutes to share your experiences (anonymously) and be part of our upcoming special report.

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Survey: Trends in code of conduct training

Provided by Traliant

This survey seeks to determine what compliance teams are doing to ensure their organization’s code of conduct training programs are relevant and up to date with today’s evolving compliance landscape.

Partner Content

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Building the Case for Benchmarking

Provided by Ethisphere

In today’s business environment, benchmarking has become a critical piece of a successful ethics and compliance program—from comparing against the practices of other organizations, identifying gaps, accessing helpful recourses to guide program improvements, and more.

Data and Research

  • Survey: Firms early to prep for SEC’s climate-related disclosure rule

  • Closing the data risk gap: How technology enables data protection

  • Desire for transparency launches FedEx on ESG journey

  • CW case study offers 360-degree view of ransomware attack

  • CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

  • Compliance Week presents: ‘A Tale of Two Storms’

Partner Content

More from Compliance Week

Sterling Bank

​Sterling Bank fined $6M by OCC over loan program lapses

2022-09-28T17:48:00+01:00By

Sterling Bank and Trust agreed to pay a fine of $6 million assessed by the Office of the Comptroller of the Currency for deficiencies in its former residential loan product.

Business leaders

HBOS case latest example of U.K. senior exec accountability woes

2022-09-28T12:00:00+01:00By

The Prudential Regulation Authority and Financial Conduct Authority ending their six-year investigations into former senior managers at HBOS without enforcement serves as reminder of the United Kingdom’s checkered history of bringing executives to book.

Crédit_Agricole_Web

Credit Agricole to pay $1.1M to settle sanctions violations by 2 subsidiaries

2022-09-27T19:28:00+01:00By

Paris-based Crédit Agricole Corporate and Investment Bank will pay a total of approximately $1.1 million to settle charges its subsidiaries violated U.S. sanctions in five sanctioned countries.

Biogen

Biogen finalizes $900M settlement in false claims whistleblower suit

2022-09-27T19:04:00+01:00By

Biogen finalized a $900 million settlement concerning alleged kickbacks it paid to doctors to induce them to prescribe the company’s drugs and not those of its competitors.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.