CFTC's Cross-Border Rules, Guidance Survive Legal Fight

By Joe Mont2014-09-16T15:45:00

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The SEC’s new rules for enhanced operational and governance standards for systematically important securities clearing agencies might just save EU banks billions of dollars in capital surcharges. Joe Mont reports.
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CFTC clears deck of ‘compliance’ enforcement actions to focus on fraud

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BNY, Citigroup, Santander, UBS, and two other financial institutions paid a total of $8.3M to settle separate compliance violations with the CFTC.