- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2015-09-23T09:00:00
'The Big Short,' a film based on the best-selling book by Michael Lewis about traders who foresaw and profited massively on the collapse of the housing and subprime credit market in 2007-08, will open nationwide on December 23. Check out the trailer and details about the film's star-studded cast here.
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2020-01-02T14:03:00Z By Compliance Week
Compliance Week looks back at two decades of scandals, enforcement actions, and regulatory policies (2000-2019) that shaped the compliance function we see today.
2019-06-19T13:45:00Z By Tammy Whitehouse
The SEC has canceled sanctions imposed by the PCAOB on a now-retired KPMG auditor connected with a mortgage lender failure at the height of the financial crisis.
2019-03-21T16:25:00Z By Joe Mont
The Financial Stability Oversight Council was created to expose and mitigate systemic risks to the U.S. financial system. Its critics are winning the long-simmering battle to redefine its efforts.
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