- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aarti Maharaj2015-02-25T10:45:00
Recent scandals at banking giant HSBC have caused regulators to shift their attention to senior executives. According to news reports, Group Chairman Douglas Flint and Chief Executive Stuart Gulliver have come under scrutiny after journalists obtained “secret documents” stating that HSBC’s Swiss private banking arm failed to conduct sufficient due ...
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2015-03-03T14:30:00Z By Joe Mont
For nearly three years, HSBC Holdings, a grande dame of international banking, has come under fire for a litany of regulatory problems and compliance failures: money laundering, sanctions, violations, and abetting tax evasion to name just a few. How does a good bank fall into such dire straits? The problem, ...
2024-10-14T18:26:00Z By Aaron Nicodemus
Discussions on the increasingly complex ESG rules in the EU were the crux of some conversations at Compliance Week Europe, a two-day conference in Amsterdam Oct. 15-16. The event brought together Compliance Week and its sister organization, the International Compliance Association, and more than 200 GRC professionals across industries.
Provided by Smarsh
Discover how cutting-edge mobile technologies are transforming the business landscape. A strong mobility strategy, paired with a top-tier compliance platform, is essential for scaling in today’s fast-paced environment.
Site powered by Webvision Cloud