- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by 
Workiva2017-11-27T09:30:00
In this eBook, produced by Compliance Week in partnership with Workiva, we explore some of the most significant enterprise-risk management (ERM) challenges facing companies today and best practices being employed to tame those risks.
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The U.K. Financial Conduct Authority issued a fine of $4.5 million (3.5 million pounds) against a U.K.-based subsidiary of crypto platform Coinbase for providing services to high-risk customers in violation of FCA rules.
The Federal Reserve Board of Governors fined financial technology and bank holding company Green Dot $44 million for numerous unfair and deceptive practices and a deficient consumer compliance risk management program.
FTX Trading and the Commodity Futures Trading Commission have agreed on a $4 billion settlement in bankruptcy court to settle the CFTC’s lawsuit against the failed crypto trading platform.
Regulators across the globe are chomping at the bit to supervise how businesses use artificial intelligence, prompting experts to encourage compliance to get involved in the decision-making process regarding the technology.
Instances of forced or child labor in corporate supply chains are a growing problem in the United States.
Implementing a risk-based approach to third-party due diligence frees up compliance resources to be deployed efficiently and helps organizations meet the expectations of regulators.
