- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: Internal audit plans in 2018 give more consideration to corporate culture and the risks it might pose to the company’s success. This e-Book explores what changes these developments are creating for audit executives and steps to consider as you focus on a risk culture.
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Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
A lack of risk visibility is causing companies to reject customers–and potentially lose money–over fears they might be in danger of violating rules around anti-money laundering and sanctions regulations.
The Financial Industry Regulatory Authority announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.
Regulators across the globe are chomping at the bit to supervise how businesses use artificial intelligence, prompting experts to encourage compliance to get involved in the decision-making process regarding the technology.
Instances of forced or child labor in corporate supply chains are a growing problem in the United States.
Implementing a risk-based approach to third-party due diligence frees up compliance resources to be deployed efficiently and helps organizations meet the expectations of regulators.
