- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tom Fox2018-06-10T13:00:00
FCPA violations from SocGen and Legg Mason may point to a new trend of holding the C-Suite accountable, but will voluntary resignations be seen as enough of a penalty?
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2019-09-18T16:20:00Z By Tammy Whitehouse
Despite warnings to prepare, financial institutions still face a lot of work and uncertainty around the demise of LIBOR, a new assessment suggests.
2019-01-14T20:45:00Z By Tammy Whitehouse
The slow death of a critical benchmark interest rate will produce a series of compliance headaches for companies stretching over the next few years.
2025-05-01T14:39:00Z By Neil Hodge
Antitrust infringement cases in the United Kingdom can run on for years, but there’s a question whether issuing fines that are dwarfed by the revenues of those organisations involved is a worthy deterrent—particularly if they are imposed over a decade after the misconduct ended. It’s also debatable whether the first ...
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