Inside the SEC’s Focus on Financial Reporting Fraud

By Robert Herz2014-08-26T11:30:00

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SEC Searching for Rules Violations in Piles of Data

2014-10-15T15:45:00Z By Joe Mont
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SEC Searching for Rules Violations in Piles of Data.

2014-10-15T15:45:00Z By Joe Mont

One of the more significant trends in enforcement actions by the Securities and Exchange Commission recently may not be immediately obvious.Last month, an enforcement sweep resulted in charges and fines against 28 officers, directors, and other shareholders for failing to promptly report required information about their holdings and transactions in ...
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Atkins says SEC to embrace innovation, criticizes regulatory uncertainty around tokenization

2025-07-07T17:15:00Z By Oscar Gonzalez

SEC Chair Paul Atkins pointed to the growth of tokenized shares as a key development reshaping private markets, suggesting the agency is preparing to update its rules to keep pace with new forms of digital asset trading and settlement.