- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2014-12-09T14:45:00
LRN, a firm that helps organizations meet their compliance obligations, shape ethical behavior, and strengthen culture and leadership, announced today the hiring of Jean-Marc Levy, most recently head of global issuer services at the New York Stock Exchange, as president of ethics and compliance solutions. He also will serve on ...
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2025-04-30T17:17:00Z By Adrianne Appel and Aly McDevitt
Tom Hardin AKA “Tipper X” went from a young trader with his whole career ahead of him to an inside trader who got caught, acted as a Federal Bureau of Investigation informant for two years, and pleaded guilty to a felony.
2024-12-16T19:23:00Z By Adrianne Appel
The majority of businesses are using AI and doing so without governance–a compliance gap that poses extreme risks, a new survey by Compliance Week and GAN Integrity found. A webinar will discuss why it is crucial to have AI governance, how to implement it, and what strategies to strengthen programs. ...
2024-07-22T16:04:00Z By Neil Hodge
Companies may need to examine employees by age group to find out how likely some workers might be to ditch compliance to complete tasks.
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