By Kyle Brasseur2022-12-07T13:00:00
After navigating a year of high-volume sanctions, labor shortages, economic turmoil, daunting policy proposals, and remote/in-person work tension, compliance departments deserve an added helping of praise.
After all, 2023 doesn’t figure to get any easier. Before the calendar turns over, it’s worth taking a step back and reflecting on the strong compliance- and ethics-minded choices businesses and regulators made over the course of the past 12 months.
I’ll include my yearly disclaimer: This list does not represent the compliance achievements that happen behind closed doors. No news is often good news in this profession. Instead, it calls attention to what I feel are strong examples of the right decisions being made for the right reasons and hopefully offers others in the industry something to benchmark their own efforts against.
Here are five compliance-oriented triumphs from 2022:
2023-12-13T15:00:00Z By Kyle Brasseur
A financial services giant’s compliance mea culpa that could serve to benefit the rest of the profession, a chemical company’s praised FCPA settlement, and an example of the value of whistleblowers highlight CW’s annual list of laudable ethics and compliance moments.
2022-12-14T13:00:00Z By Kyle Brasseur
Chief compliance officers are earning more than before compared to previous years of our “Inside the Mind of the CCO” survey, though trends like differences in gender pay persist.
2021-12-08T13:00:00Z By Kyle Brasseur
A key CCO appointment, a company committed to transparency, and a bank that spent big on improving its AML controls highlight CW’s annual list of laudable ethics and compliance moments.
2025-09-09T16:37:00Z By Aly McDevitt
The Epstein case remains a defining moment for financial institutions. As new investigations bring renewed attention to his enablers, Compliance Week’s 2024 case study offers not only a timeline of failures but a path forward. Here’s what banks, regulators, and compliance teams must learn from it.
2025-09-03T11:37:00Z By Tom Fox
At their core, compliance officers are problem-solvers. They wrestle with thorny questions every day: How do we implement a global gifts-and-entertainment policy across jurisdictions with vastly different cultural norms? How do we balance business pressures with anti-corruption obligations? How do we address new risks like AI itself?
2025-09-02T14:19:00Z By Hemanth Kumar, Guest Contributor
Financial ecosystems are no longer confined within national boundaries. Money, technology, and risks flow seamlessly across jurisdictions, creating unprecedented challenges for compliance officers. From sanctions and anti-money laundering (AML) obligations to the rise of virtual assets, the compliance function must now navigate a complex, cross-border landscape where regulators, institutions, and ...
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