By Kyle Brasseur2022-12-07T13:00:00
After navigating a year of high-volume sanctions, labor shortages, economic turmoil, daunting policy proposals, and remote/in-person work tension, compliance departments deserve an added helping of praise.
After all, 2023 doesn’t figure to get any easier. Before the calendar turns over, it’s worth taking a step back and reflecting on the strong compliance- and ethics-minded choices businesses and regulators made over the course of the past 12 months.
I’ll include my yearly disclaimer: This list does not represent the compliance achievements that happen behind closed doors. No news is often good news in this profession. Instead, it calls attention to what I feel are strong examples of the right decisions being made for the right reasons and hopefully offers others in the industry something to benchmark their own efforts against.
Here are five compliance-oriented triumphs from 2022:
2023-12-13T15:00:00Z By Kyle Brasseur
A financial services giant’s compliance mea culpa that could serve to benefit the rest of the profession, a chemical company’s praised FCPA settlement, and an example of the value of whistleblowers highlight CW’s annual list of laudable ethics and compliance moments.
2022-12-14T13:00:00Z By Kyle Brasseur
Chief compliance officers are earning more than before compared to previous years of our “Inside the Mind of the CCO” survey, though trends like differences in gender pay persist.
2021-12-08T13:00:00Z By Kyle Brasseur
A key CCO appointment, a company committed to transparency, and a bank that spent big on improving its AML controls highlight CW’s annual list of laudable ethics and compliance moments.
2025-10-14T19:44:00Z By Anna Grover, CW guest columnist
Most compliance professionals have faced it: a regulator or client requests a policy, and several slightly different “final” versions appear. The issue often stems from reactive, siloed work without a unified governance framework.
2025-10-10T20:28:00Z By Tom Fox
Compliance professionals have long known that systems fail when governance does. An MIT study’s finding that 95 percent of enterprise artificial intelligence (AI) pilots fail underscores how essential compliance-grade discipline is to the success of emerging technologies.
2025-10-09T15:24:00Z By Brett Erickson, CW guest columnist
Banks emphasize risk-based compliance in their AML programs, citing it to regulators and embedding it in policy, yet many institutions still handle risk very differently in practice.
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