By Compliance Week2020-10-08T17:17:00
Both the CFTC and CFPB “Nailed It” this week while corporate heavyweight General Electric found itself in more trouble.
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2020-12-03T21:52:00Z By Compliance Week
In our inaugural video edition of Nailed It or Failed It, Dave Lefort praises Nasdaq’s efforts to get the SEC to require board diversity disclosures, while Kyle Brasseur critiques Vodafone’s numerous run-ins with the GDPR.
2020-09-10T21:14:00Z By Compliance Week
JPMorgan Chase, Danske Bank, Deutsche Bank, and Bank of America all either “Nailed It” or “Failed It” this week.
2020-08-27T15:08:00Z By Compliance Week
A scathing report on the extensive fraud at German payment giant Wirecard had a compliance silver lining: KPMG’s by-the-books, transparent approach to a special audit helped bring that fraud to light.
2025-12-26T12:00:00Z By By Timothy Miller, CW guest columnist
Cybersecurity professionals, particularly those in leadership roles, often face immense pressure and stress due to the constant threat of cyberattacks.
2025-12-24T19:04:00Z By Tom Fox
FINRA’s rules are intended to be technologically neutral. They apply when companies use GenAI or similar technologies in their businesses, just as they apply when companies use any other technology or tool. But what does that mean for a compliance professional using GenAI?
2025-12-24T18:55:00Z By Michael K. Atkinson and Caroline E. Brown, CW guest columnists
Since Inauguration Day on Jan. 20, 2025, the Trump Administration has made it a priority to expand the list of designated Foreign Terrorist Organizations.
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