By
Dave Lefort2020-10-16T15:41:00
While Wells Fargo ends up with yet another “Failed It” this week, we salute the principled Deutsche Bank whistleblower whose refusal to accept “dirty money” cost him everything.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2021-09-28T19:42:00Z By Jaclyn Jaeger
Wells Fargo Bank agreed to pay a total of approximately $72.6 million to resolve allegations it fraudulently overcharged hundreds of commercial customers who used the bank’s foreign exchange services.
2021-09-15T16:12:00Z By Aaron Nicodemus
Sen. Elizabeth Warren has called for federal banking regulators to break up Wells Fargo, saying “every new report of scandal and ongoing noncompliance” proves the bank is “ungovernable.”
2020-12-03T21:52:00Z By Compliance Week
In our inaugural video edition of Nailed It or Failed It, Dave Lefort praises Nasdaq’s efforts to get the SEC to require board diversity disclosures, while Kyle Brasseur critiques Vodafone’s numerous run-ins with the GDPR.
2026-02-27T19:43:00Z By Shruti Mukherjee CW guest columnist
Artificial intelligence is no longer limited to generating insights or supporting analysis. With every passing day, AI systems are being designed to initiate actions, trigger workflows, and influence outcomes with minimal human intervention.
2026-02-25T20:38:00Z By Brett Erickson, CW guest columnist
Financial crime in the U.S. isn’t just evolving; it is accelerating faster than most institutions can adapt.
2026-02-23T18:57:00Z By Patricia Colombo CW guest columnist
Across the globe, gift giving and wining and dining play a role in building business relationships. But be it a tin of cookies, coveted concert tickets, or a gourmet meal, employees should understand what types of gifts and hospitality are acceptable to avoid exposing their company to risk.
Site powered by Webvision Cloud